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A leading investment management firm is seeking a highly experienced Senior Analyst to support regulatory and shareholder reporting initiatives for a wide range of investment products. This role is ideal for a detail-oriented professional with strong knowledge of U.S. GAAP, SEC regulations, and mutual fund accounting, looking to make a meaningful impact on a high-performing fund reporting team.
What You’ll Do:
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Lead the review and analysis of quarterly, semi-annual, and annual financial reports for registered investment companies.
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Ensure accuracy and compliance of financial disclosures with applicable accounting standards (GAAP, Regulation S-X).
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Oversee the preparation and submission of key regulatory filings including N-CSR, N-PORT, N-CEN, and 24f-2.
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Act as a key liaison with external auditors during annual fund audits and other reporting cycles.
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Monitor and interpret evolving accounting standards and regulatory requirements to assess impact on fund reporting.
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Provide technical accounting guidance and draft disclosures for emerging fund transactions or regulatory changes.
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Collaborate cross-functionally to maintain and enhance internal controls in line with SOX and audit standards.
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Participate in operational projects such as system implementations, fund reorganizations, and process automation.
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Support internal audit requests and assist in controls testing and compliance tracking.
What You Bring:
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Bachelor’s degree in Accounting, Finance, or a related field.
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CPA designation strongly preferred.
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5+ years of experience in financial reporting or public audit, ideally within asset management.
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Deep understanding of mutual fund or ETF structures, including relevant SEC filings.
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Proficiency in Microsoft Excel and financial reporting tools.
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Analytical mindset with strong problem-solving abilities.
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Excellent communication skills and ability to translate technical content for non-technical audiences.
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Demonstrated ability to manage projects independently while contributing to a collaborative team environment.
Why This Role?
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Competitive compensation and benefits.
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Flexible hybrid work structure.
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Exposure to both traditional and evolving investment product reporting.
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Opportunity to drive meaningful improvements in reporting operations and compliance infrastructure.
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Collaborative and supportive team culture with career development pathways.
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