Compliance Associate
About the Role
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Key Responsibilities
- Support investment compliance for CLOs, CDOs, and similar products, including investment guideline monitoring, MNPI/restricted-list controls, trade surveillance, allocation testing, and conflicts management.
- Help strengthen MNPI monitoring and controls.
- Support compliance with the Investment Advisers Act and related requirements.
- Assist with compliance testing, monitoring, reporting, and policy development.
- Utilize compliance data systems, databases, and multiple data sources to support compliance functions.
Qualifications
- Bachelor’s degree required.
- 2+ years of relevant compliance, legal, or regulatory experience, preferably in asset management, private credit, or financial services.
- Experience supporting SEC-registered investment advisers.
- Knowledge of investment compliance and the Investment Advisers Act.
- Experience with compliance data systems, databases, and multiple data sources.
- Experience with structured products, including CLOs and CDOs, is a plus.
F1474233TNM_1789664940
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Beacon Hill is an Equal Opportunity Employer that values the strength diversity brings to the workplace. Individuals with Disabilities and Protected Veterans are encouraged to apply.
Founded by industry leaders to set a new standard in search, career placement and flexible staffing, we deliver coordinated staffing solutions with unparalleled service, and a passion for innovation, creativity and continuous improvement.
Our niche brands offer a complete suite of staffing services to emerging growth companies and the Fortune 500 across market sectors, career specialties/disciplines and industries. Over time, office locations, specialty practice areas and service offerings will be added to address ever changing constituent needs.
We look forward to working with you.